Regulatory & Compliance clcmc-admin November 14, 2022

Regulatory & Compliance

Regulatory & Compliance

Irrespective of the size of your company, all businesses must adhere to certain laws, regulations and guidelines written by the government and regulatory bodies. Companies need to ensure they comply with the relevant laws, regulations and guidelines from time to time. In particular, if your company is a listed company, you will be subject to more scrutiny from various regulatory bodies. It is even better if your company can comply with the codes of best practice written by the relevant regulatory bodies.

Our lawyers are experienced in providing a wide range of regulatory and compliance services. Our scope of services in this area of practice includes:

  • conducting due diligence review on specific compliance issues
  • advising on compliance issues relating to Listing Rules
  • advising on enquiries from the Stock Exchange of Hong Kong Limited and the Securities and Futures Commission